Chief Compliance Officer

Ken Schaefer


After graduating from the University of Colorado I was a Certified Public Accountant with Haskins & Sells. The majority of my career was spent in the financial services industry as an Associate Director of the National Association of Securities Dealers, Inc. Prior to working with the National Association of Securities Dealers I was a Financial Principal for a Denver-based securities broker/dealer. Most recently, I started working with Schaefer Financial Management in 2006. As Chief Compliance Officer, I handle much of the firm’s internal accounting and administrative functions.


University of Colorado, Boulder

  • B.S. Business with a major in Accounting
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